Administrative Regulatory Compliance

We have extensive experience in business litigation and related regulatory areas including the representation of brokers in disciplinary hearings and arbitrations involving alleged account churning and mismanagement, defense of professionals in alleged fraud actions and in matters alleging breach of fiduciary duty. The firm has acted as advisory counsel to numerous self-insured and corporate clients. In that capacity, we have advised on issues of identifying, controlling and limiting potential claims, the defense of existing suits and in obtaining appropriate insurance coverage.

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